LG & D provides compliance support for financial advisory firms in market conduct and advertisement compliance reviews to comply with the Financial Advisers Act and the Personal Data Protection Act. The lead is Yeo Lay Geok, ex-regulator with 13 years of regulatory oversight and seasoned compliance personnel in financial services.
If you require compliance support in financial advisory, email empower@lgd.com.sg or 8-368-9349 for a quotation.
Credentials of Yeo Lay Geok: